Rezwan AlamCRD Number: 5349513
Current Firm: J.p. Morgan Securities LLC
Rezwan Alam (CRD# 5349513) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Boca Raton, FL and has over 8 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Tobias Financial Advisors
|Jpmorgan Chase Bank||Boca Raton, FL||Nov 2015 - Current||1|
|Jp Morgan Securities LLC||Boca Raton, FL||Nov 2015 - Current||1|
|Pnc Bank||Pittsburgh, PA||Jan 2013 - Nov 2015||2|
|Pnc Investments||Pittsburgh, PA||Jan 2013 - Nov 2015||2|
|Wells Fargo Advisors LLC||Boca Raton, FL||Jul 2012 - Jan 2013||< 1|
|Wells Fargo Bank Na||Boca Raton, FL||Oct 2011 - Jan 2013||1|
|Unemployed||Boca Raton, FL||Aug 2011 - Oct 2011||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Boca Raton, FL||Jun 2011 - Aug 2011||< 1|
|Unemployed||Boca Raton, FL||May 2011 - Jun 2011||< 1|
|Cvs Pharmacy||Boca Raton, FL||Jan 2010 - Jun 2011||1|
|Cbg Financial Group||Boca Raton, FL||Nov 2010 - May 2011||< 1|
|Best Buy||Boca Raton, FL||Mar 2010 - Aug 2010||< 1|
|Cbg Financial Group, Inc.||Boca Raton, FL||Sep 2009 - Jan 2010||< 1|
|Gunnallen Financial||Tampa, FL||Apr 2009 - Sep 2009||< 1|
|Gunnallen Financial||Boca Raton, FL||May 2007 - Apr 2009||1|
|Nova Southeastern University||Ft Lauderdale, FL||Dec 2006 - May 2007||< 1|
|Best Buy||Boca Raton, FL||Aug 2006 - Dec 2006||< 1|
|Digital Media Network Inc.||Ft Lauderdale, FL||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2008|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.