Richard Dupuis (CRD# 809587) is an Investment Advisor Representative working at Eaton Financial Group in Boca Raton, FL and has over 39 years of experience in the finance industry. Richard Dupuis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 1235698
World Equity Group, Inc.
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Eaton Financial Holdings Company, LLC | Boca Raton, FL | Dec 2022 - Current | 1 |
| Triad Advisors, Inc. | Norcross, GA | Aug 2001 - Current | 22 |
| Royal Capital Management LLC | Boca Raton, FL | Sep 1997 - Current | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1985 |
| S65 | NASAA Investment Advisors Law Examination | May 1996 |
- FL
-
Total Assets Under Management433MILLIONS
-
Total Number of Accounts1,953ACCOUNTS
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Average Account Value$221,629
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
FL, NC, NJ, NY, OH, PA, TX
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