Richard Woolf, financial advisor Boca Raton FL
86 score

Richard Woolf

CRD Number: 1058653
Current Firm: Ameriprise Financial Services, Inc.

Richard Woolf (CRD# 1058653) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Boca Raton, FL and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services, Inc. Boca Raton, FL Dec 2015 - Current 1
Valmark Advisers, Inc. Cooper City, FL Jan 2002 - Dec 2015 13
Valmark Securities, Inc. Cooper City, FL Nov 1997 - Dec 2015 18
Minnesota Mutual Life St Paul, MN Dec 1994 - Dec 2015 21
Richard A Woolf Jd Clu Ch Fc Miami, FL Oct 1982 - Dec 2015 33
Self Employed Coral Gables, FL Sep 1978 - Dec 2015 37
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard A. Woolf
Phone Number: 612-671-3131
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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