Ruperto Roman JrCRD Number: 5322445
Current Firm: Cetera Investment Advisers LLC
Ruperto Roman Jr (CRD# 5322445) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Boca Raton, FL and has over 9 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Roman Enterprises & Associates Inc.||04/2015, NY||Jun 2015 - Current||2|
|Jltd Inc.||Boca Raton, FL||Jun 2015 - Current||2|
|Cetera Investment Advisers LLC||Schaumburg, IL||Jun 2015 - Current||2|
|Cetera Financial Specialists LLC||Schaumburg, IL||Jun 2015 - Current||2|
|Pfs Investments, Inc.||West Palm Beach, FL||Apr 2007 - Jun 2015||8|
|Primerica Financial Services||West Palm Beach, FL||Apr 2006 - Jun 2015||9|
|Ruperto Roman Inc.||New Windsor, NY||Jan 2010 - Dec 2013||3|
|Five Star Millwork||Pearl River, NY||Feb 2007 - Jan 2010||2|
|Barr Laboratories||Woodcliff Lk, NJ||Nov 2005 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2007|
|S65||NASAA Investment Advisors Law Examination||Jan 2013|
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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