Spencer Humbles, financial advisor Boca Raton FL

Spencer Humbles

CRD Number: 5381659
Current Firm: Charles Schwab & Company, Inc.

Spencer Humbles (CRD# 5381659) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Boca Raton, FL and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank, Ssb Boca Raton, FL Jul 2022 - Current 1
Charles Schwab & Company, Inc. Boca Raton, FL Jan 2022 - Current 2
Td Ameritrade, Inc. Boca Raton, FL Nov 2009 - Current 14
Td Ameritrade Investment Management, LLC Boca Raton, FL Dec 2009 - Sep 2023 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2007
Contact Info for Spencer J. Humbles
Phone Number: 415-667-7000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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