Susan Stern, financial advisor Boca Raton FL

Susan Stern

CRD Number: 1188176
Current Firm: A.g.p / Alliance Global Partners

Susan Stern (CRD# 1188176) is an Investment Advisor Representative working at A.g.p / Alliance Global Partners in Boca Raton, FL and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
A.g.p. / Alliance Global Partners Boca Raton, FL Aug 2019 - Current 4
Oppenheimer & Company Inc. Palm Beach Gardens, FL Feb 2018 - Aug 2019 1
Robert W. Colby Asset Management, Inc. New York, NY Jun 2016 - Feb 2018 1
Morgan Stanley New York, NY Jul 2009 - Mar 2016 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1991
S65 NASAA Investment Advisors Law Examination Sep 2016
Contact Info for Susan I. Stern
Phone Number: 800-727-7922
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,321
    MILLIONS
  • Total Number of Accounts
    5,220
    ACCOUNTS
  • Average Account Value
    $252,983
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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