Thomas Leinwol, financial advisor Boca Raton FL

Thomas Leinwol

CRD Number: 2142697
Current Firm: Park Avenue Securities LLC

Thomas Leinwol (CRD# 2142697) is an Investment Advisor Representative working at Park Avenue Securities LLC in Boca Raton, FL and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Guardian Life Insurance Company Boca Raton, FL Jul 2012 - Current 8
Park Avenue Securities Boca Raton, FL Jul 2012 - Current 8
Morgan Stanley Smith Barney Stuart, FL Jul 2010 - Jun 2012 1
Stifel Nicolaus & Co Inc. Palm Beach Gardens, FL Apr 2009 - Jul 2010 1
John Hancock Funds, LLC Boston, MA Nov 2002 - Mar 2009 6
John Hancock Advisors Boston, MA Nov 2002 - Mar 2009 6
Sovereign Asset Management Boston, MA Nov 2002 - Mar 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1991
S65 NASAA Investment Advisors Law Examination May 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas P. Leinwol
Phone Number: 1-888-600-4667
Registered State(s):
  • CA
  • KS
  • TX
  • FL
  • GA
  • NJ
  • MT
By the Numbers
  • Total Assets Under Management
    5,706
    MILLIONS
  • Total Number of Accounts
    31,460
    ACCOUNTS
  • Average Account Value
    $181,366
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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