Thomas Maples, financial advisor Boca Raton FL

Thomas Maples

CRD Number: 6682174
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Maples (CRD# 6682174) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Boca Raton, FL and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Boca Raton, FL Apr 2019 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton, FL Feb 2019 - Current 1
Unemployed Palm Beach Gardens, FL Aug 2018 - Feb 2019 < 1
Florida State University Tallahassee, FL Jan 2015 - Aug 2018 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Garden, FL May 2017 - Apr 2018 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Gardens, FL Dec 2016 - Feb 2017 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Gardens, FL Jul 2016 - Aug 2016 < 1
Tabu Nightclub Tallahassee, FL Feb 2016 - May 2016 < 1
Palm Beach State College Palm Beach Gardens, FL Aug 2014 - Jan 2015 < 1
Rocco Taco's Palm Beach Gardens, FL Jan 2014 - Dec 2014 < 1
Palm Beach Gardens Community High School Palm Beach Gardens, FL Aug 2010 - Aug 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Thomas L. Maples
Phone Number: 800-637-7455
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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