Jonathan Steffey, financial advisor Boerne TX
81 score

Jonathan Steffey

CRD Number: 1055064
Current Firm: Advisors Asset Management, Inc.

Jonathan Steffey (CRD# 1055064) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Boerne, TX and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Advisors Asset Management, Inc. Monument, CO Aug 2010 - Current 6
Cavender Toyota San Antonio, TX Apr 2010 - Aug 2010 < 1
Self Employed San Antonio, TX Jun 2009 - Aug 2010 1
Aig Retirement Advisors Austin, TX Jan 2008 - Jun 2009 1
Citigroup Global Markets Inc. San Antonio, TX Feb 2007 - Jan 2008 < 1
Cuso Financial Services, LP San Diego, CA Jan 2006 - Jan 2007 1
San Antonio Credit Union San Antonio, TX Jan 2006 - Jan 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1991
S66 NASAA Uniform Combined State Law Examination Apr 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Jonathan S. Steffey
Phone Number: 719-488-9956
Firm Website: http://www.aamlive.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    810
    MILLIONS
  • Total Number of Accounts
    821
    ACCOUNTS
  • Average Account Value
    $986,394
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI

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BADGES
81

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