Sarah Stephens, financial advisor Boise ID
81 score

Sarah Stephens

CRD Number: 5306907
Current Firm: Morgan Stanley

Sarah Stephens (CRD# 5306907) is an Investment Advisor Representative working at Morgan Stanley in Boise, ID and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney Boise, ID Jun 2009 - Current 7
Morgan Stanley & Co Inc. Boise, ID Mar 2007 - Jun 2009 2
Unemployed Nampa, ID Oct 2006 - Mar 2007 < 1
Hammack Property Management Boise, ID Oct 2004 - Oct 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Sarah L. Stephens
Phone Number: 914-225-5510
Registered State(s):
  • ID
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Sarah Stephens and other advisors.
BADGES
81

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