Cathy Clift (CRD# 1592937) is an Investment Advisor Representative working at Spc in Bolivar, MO and has over 37 years of experience in the finance industry. Cathy Clift has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1351311
Edward Jones
CRD# 6375882
Capital360financial
CRD# 5128255
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Parkland Securities, LLC | Ann Arbor, MI | Feb 2021 - Current | 3 |
| Spc | Ann Arbor, MI | Feb 2021 - Current | 3 |
| Bolivar Tax & Financial Services | Bolivar, MO | Dec 1981 - Dec 2022 | 41 |
| Avantax Advisory Services | Bolivar, MO | Dec 1993 - Feb 2021 | 27 |
| Avantax Insurance Agency, LLC | Bolivar, MO | Sep 1989 - Feb 2021 | 31 |
| Avantax Investment Services, Inc. | Bolivar, MO | Nov 1986 - Feb 2021 | 34 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1986 |
- MO
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Total Assets Under Management5,563MILLIONS
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Total Number of Accounts30,541ACCOUNTS
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Average Account Value$182,147
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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