Huy LeCRD Number: 5944298
Current Firm: Ubs Financial Services Inc.
Huy Le (CRD# 5944298) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bonita Springs, FL and has over 3 years of experience in the finance industry.
Hbks Wealth Advisors
Riverglades Family Offices, LLC
Aci Wealth Advisors
|Ubs Financial Services Inc.||Bonita Springs, FL||May 2014 - Current||2|
|Bank Of America, N.a.||Bonita Springs,, FL||Jun 2013 - May 2014||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Naples, FL||Jan 2013 - Jun 2013||< 1|
|Not Employed||North Charleston, SC||Aug 2012 - Dec 2012||< 1|
|Univeristy Of South Carolina||Columbia, SC||Aug 2008 - Aug 2012||4|
|Fort Dorchester High School||North Charleston, SC||Aug 2004 - Jul 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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