Deborah Stokes (CRD# 1083067) is an Investment Advisor Representative working at Wedbush Securities Inc. in Bonsall, CA and has over 38 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 1563615
Ubs Financial Services Inc.
CRD# 4876819
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wedbush Morgan Securities | La Jolla, CA | Jan 2009 - Current | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1985 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2015 |
- CA
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Total Assets Under Management4,502MILLIONS
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Total Number of Accounts9,055ACCOUNTS
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Average Account Value$497,178
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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