Tiffany SaxonCRD Number: 5537098
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Tiffany Saxon (CRD# 5537098) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bonsall, CA and has over 9 years of experience in the finance industry.
O'reilly Wealth Advisors
John P. Dubots Capital Management, LLC
Heyman Investment Counseling LLC
|Bank Of America, N.a.||Bonsall, CA||Oct 2014 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Bonsall, CA||Jun 2014 - Current||3|
|Saxon's Dog Handling||Fallbrook, CA||Jan 2005 - Current||13|
|Jp Morgan Chase Bank||Fallbrook, CA||Apr 2012 - Jun 2014||2|
|Jp Morgan Securities LLC||Fallbrook, CA||Apr 2012 - Jun 2014||2|
|Chase Investment Services Corp.||Fallbrook, CA||Apr 2012 - Oct 2012||< 1|
|Seaside Financial||Oceanside, CA||Jun 2011 - Feb 2012||< 1|
|Financial Telesis||San Rafael, CA||Jun 2011 - Feb 2012||< 1|
|Sagepoint Financial||Carlsbad, CA||May 2010 - Nov 2010||< 1|
|Gebhart & Associates, Inc.||Fallbrook, CA||Jul 2007 - Feb 2010||2|
|Biotech Vendor Services Inc.||San Diego, CA||Apr 2007 - Jul 2007||< 1|
|Spectrum Environmental Solutions Inc.||Escondido, CA||Mar 2005 - Apr 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
|S63||Uniform Securities State Law Examination||Aug 2011|
|S65||NASAA Investment Advisors Law Examination||Feb 2008|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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