Charles Hollis, financial advisor Boston MA
90 score

Charles Hollis

CRD Number: 5942897
Current Firm: Putnam Investment Management, LLC

Charles Hollis (CRD# 5942897) is an Investment Advisor Representative working at Putnam Investment Management, LLC in Boston, MA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Putnam Inv./putnam Retail Management Andover, MA Aug 2012 - Current 4
Dartmouth College Hanover, MA Jan 2009 - Aug 2012 3
Bank Of America Merrill Lynch New York, NY Jun 2011 - Aug 2011 < 1
Hollis Enterprises Of Orlando Orlando, FL Jun 2005 - Aug 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S65 NASAA Investment Advisors Law Examination Dec 2013
Contact Info for Charles A. Hollis
Phone Number: 617-292-1000
Firm Website: http://www.putnam.com
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    98,334
    MILLIONS
  • Total Number of Accounts
    169
    ACCOUNTS
  • Average Account Value
    $581,858,468
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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