Colby Bates, financial advisor Boston MA
89 score

Colby Bates

CRD Number: 6202156
Current Firm: Columbia Management Investment Advisers, LLC

Colby Bates (CRD# 6202156) is an Investment Advisor Representative working at Columbia Management Investment Advisers, LLC in Boston, MA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Columbia Management Investment Distributors Inc. Boston, MA Oct 2014 - Current 2
Fidelity Investments Merrimack, NH May 2013 - Oct 2014 1
Salem State University Salem, MA Sep 2009 - May 2013 3
O'neills Salem, MA Oct 2011 - Apr 2013 1
J.n. Picariello Salem, MA May 2009 - Sep 2012 3
Lime Rickeys Marblehead, MA May 2007 - Sep 2009 2
Marblehead High School Marblehead, MA Sep 2005 - Jun 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
S66 NASAA Uniform Combined State Law Examination Feb 2014
Contact Info for Colby J. Bates
Phone Number: 800-225-2365
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    338,819
    MILLIONS
  • Total Number of Accounts
    8,954
    ACCOUNTS
  • Average Account Value
    $37,839,978
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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