James Axford, financial advisor Boston MA
93 score

James Axford

CRD Number: 1999618
Current Firm: Putnam Investment Management, LLC

James Axford (CRD# 1999618) is an Investment Advisor Representative working at Putnam Investment Management, LLC in Boston, MA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Putnam Retail Management Boston, MA Jun 2012 - Current 5
Unemployed Natick, MA Apr 2012 - Jun 2012 < 1
Pioneer Funds Distributor Boston, MA Jul 2010 - Apr 2012 1
Unemployed Natick, MA Sep 2009 - Jul 2010 < 1
Mml Investors Services, Inc. Springfield, MA Mar 2007 - Sep 2009 2
Massmutual Financial Group Springfield, MA Mar 2007 - Sep 2009 2
Frank Russell Company Newton, MA Oct 2004 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1996
S66 NASAA Uniform Combined State Law Examination Dec 2010
Contact Info for James C. Axford
Phone Number: 617-292-1000
Firm Website: http://www.putnam.com
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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