James Oconnor, financial advisor Boston MA
93 score

James Oconnor

CRD Number: 5429824
Current Firm: Columbia Management Investment Advisers, LLC

James Oconnor (CRD# 5429824) is an Investment Advisor Representative working at Columbia Management Investment Advisers, LLC in Boston, MA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Columbia Management Investment Distributors Inc. Boston, MA Oct 2010 - Current 6
Metlife Securities, Inc. Exeter, NH Sep 2007 - Oct 2010 3
Aflac Bedford, NH Jun 2007 - Nov 2007 < 1
99 Restaurant Dover, NH Sep 2004 - Sep 2007 3
University Of Nh Durham, NH Sep 2002 - Dec 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S66 NASAA Uniform Combined State Law Examination Jun 2011
Contact Info for James H. Oconnor
Phone Number: 800-225-2365
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    338,819
    MILLIONS
  • Total Number of Accounts
    8,954
    ACCOUNTS
  • Average Account Value
    $37,839,978
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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