Jeffrey Bacon, financial advisor Boston MA
81 score

Jeffrey Bacon

CRD Number: 1334910
Current Firm: Rbc Capital Markets, LLC

Jeffrey Bacon (CRD# 1334910) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Boston, MA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Boston, MA Sep 2012 - Current 4
Oppenheimer & Company Inc. Boston, MA Sep 2009 - Sep 2012 3
Credit Suisse Securities (usa) LLC Boston, MA Jul 2007 - Aug 2009 2
Investors Capital Corp Boston, MA May 2006 - Jun 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S65 NASAA Investment Advisors Law Examination Oct 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jeffrey R. Bacon
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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