John Vaughn, financial advisor Boston MA
93 score

John Vaughn

CRD Number: 5571646
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

John Vaughn (CRD# 5571646) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Boston, MA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Boston, MA Feb 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston, MA Sep 2012 - Current 4
Prairie State Bank And Trust Bloomington, IL Apr 2010 - Sep 2012 2
Jp Morgan Chase Chicago, IL Jul 2008 - Apr 2010 1
Chase Investment Services Corp Chicago, IL Jul 2008 - Sep 2008 < 1
Unemployed Chicago, IL Jun 2008 - Jul 2008 < 1
Depauw University Greencastle, IN Aug 2004 - Jun 2008 3
Kappa Alpha Theta Greencastle, IN Mar 2008 - May 2008 < 1
Depauw University Greencastle, IN Aug 2004 - May 2008 3
American Central Bancorp Springfield, IL May 2007 - Aug 2007 < 1
Prairie State Bank And Trust Springfield, IL Dec 2006 - Jan 2007 < 1
Landscaping Unlimited Springfield, IL May 2002 - Aug 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for John Vaughn
Phone Number: 800-637-7455
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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