Mousami Pandey, financial advisor Boston MA
89 score

Mousami Pandey

CRD Number: 6004191
Current Firm: Northwestern Mutual Investment Services,llc

Mousami Pandey (CRD# 6004191) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Boston, MA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Michael Raposa Boston, MA May 2014 - Current 2
Northwestern Mutual Investment Services, LLC Boston, MA Sep 2013 - Current 3
Northwestern Mutual Wealth Management Company Milwaukee, WI Sep 2013 - Current 3
Walter May Boston, MA May 2013 - Current 3
Craig Feld Boston, MA May 2013 - Current 3
Shaun Feldeisen Boston, MA May 2013 - Current 3
John Navien Boston, MA May 2013 - Current 3
John R Mara Boston, MA Jan 2013 - Current 3
Northwestern Mutual Investment Services, LLC Boston, MA Jan 2013 - Current 3
Michael Raposa Boston, MA May 2013 - Apr 2014 < 1
Northwestern Mutual Investment Services, LLC Fairfield, NJ Jul 2012 - Jan 2013 < 1
Scott Schwartz Fairfield, NJ Sep 2011 - Jan 2013 1
John Cooney Fairfield, NJ Sep 2011 - Jan 2013 1
J Reed Finney Fairfield, NJ Sep 2011 - Jan 2013 1
Andy Schwartz Fairfield, NJ Sep 2011 - Jan 2013 1
Office Of Residence Life, Caldwell College Caldwell, NJ Sep 2010 - May 2012 1
Caldwell College Caldwell, NJ Aug 2008 - May 2012 3
Academic Support Center, Caldwell College Caldwell, NJ Sep 2010 - Dec 2011 1
Office Of Admissions, Caldwell College Caldwell, NJ May 2009 - Aug 2011 2
Unemployed Kathmandu, Sep 2007 - Jul 2008 < 1
St. Xavier's College Kathmandu, Aug 2005 - Aug 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Mousami Pandey
Phone Number: 866-664-7737
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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