Nicholas Pappas, financial advisor Boston MA

Nicholas Pappas

CRD Number: 6633290
Current Firm: Ubs Financial Services Inc.

Nicholas Pappas (CRD# 6633290) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Boston, MA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Boston, MA Jun 2018 - Current 3
Ubs Financial Services Inc. New London, CT May 2017 - Jun 2018 1
Landscaping Services Niantic, CT May 2013 - Aug 2017 4
Flagler College St. Augustine, FL Aug 2015 - Apr 2017 1
Flagler College St. Augustine, FL Aug 2014 - Apr 2017 2
Niantic Dockominiums Niantic, CT May 2016 - Aug 2016 < 1
East Lyme Public Schools East Lyme, CT Sep 2002 - Jun 2014 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2018
Contact Info for Nicholas A. Pappas
Phone Number: 201-352-3000
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    572,471
    MILLIONS
  • Total Number of Accounts
    1,003,533
    ACCOUNTS
  • Average Account Value
    $570,455
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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