Nicholas Pappas (CRD# 6633290) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Boston, MA and has over 5 years of experience in the finance industry. Nicholas Pappas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 7339646
Origin Investment Advisory LLC
CRD# 2086353
Fidelity Personal And Workplace Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Boston, MA | Jun 2018 - Current | 5 |
| Ubs Financial Services Inc. | New London, CT | May 2017 - Jun 2018 | 1 |
| Landscaping Services | Niantic, CT | May 2013 - Aug 2017 | 4 |
| Flagler College | St. Augustine, FL | Aug 2015 - Apr 2017 | 1 |
| Flagler College | St. Augustine, FL | Aug 2014 - Apr 2017 | 2 |
| Niantic Dockominiums | Niantic, CT | May 2016 - Aug 2016 | < 1 |
| East Lyme Public Schools | East Lyme, CT | Sep 2002 - Jun 2014 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
- ME
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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