Paul Roberts (CRD# 4404408) is an Investment Advisor Representative working at Shepherd Kaplan LLC in Boston, MA and has over 22 years of experience in the finance industry.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
CRD# 2086353
Fidelity Personal And Workplace Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Shepherd Kaplan LLC | Boston, MA | Feb 2021 - Current | 3 |
| Self Employed | Marlbehead, MA | Jan 2020 - Jan 2021 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston, MA | Mar 2008 - Dec 2019 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2001 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2003 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2015 |
- MA
-
Total Assets Under Management8,618MILLIONS
-
Total Number of Accounts1,330ACCOUNTS
-
Average Account Value$6,479,534
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CO, DC, FL, MA, MD, NY, PA, TX, VA
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