Sandra Lee, financial advisor Boston MA
81 score

Sandra Lee

CRD Number: 5417202
Current Firm: Wells Fargo Advisors, LLC

Sandra Lee (CRD# 5417202) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Boston, MA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Boston, MA Feb 2016 - Current < 1
Credit Suisse Lending LLC Boston, MA Jan 2014 - Feb 2016 2
Credit Suisse Securities (usa) LLC Boston, MA Feb 2013 - Feb 2016 3
Ubs Financial Services Inc. Boston, MA May 2012 - Feb 2013 < 1
Rbc Capital Markets Corporation Boston, MA Sep 2009 - May 2012 2
Oppenheimer & Company Inc. Boca Raton, FL Mar 2009 - Jun 2009 < 1
Stanford Group Company Boca Raton, FL Sep 2007 - Mar 2009 1
Pottery Barn West Palm Beach, FL Jul 2005 - Sep 2007 2
Us Trust Company Palm Beach, FL Mar 2006 - Aug 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Sandra Lee
Phone Number: 314-875-3000
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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