Scott Swartz, financial advisor Boston MA
90 score

Scott Swartz

CRD Number: 5346879
Current Firm: Tfc Financial Management Inc.

Scott Swartz (CRD# 5346879) is an Investment Advisor Representative working at Tfc Financial Management Inc. in Boston, MA and has 1 year of experience in the finance industry. Scott Swartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tfc Financial Management, Inc. Boston, MA Dec 2011 - Current 5
The Colony Group, LLC Boston, MA Nov 2003 - Dec 2011 8

Scott Swartz has no recent exams reported.
Contact Info for Scott A. Swartz
Phone Number: 617-210-6700
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    788
    MILLIONS
  • Total Number of Accounts
    946
    ACCOUNTS
  • Average Account Value
    $832,862
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CT, FL, IL, MA, ME, NH, NY, TX

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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