Seth Buks, financial advisor Boston MA
93 score

Seth Buks

CRD Number: 5389613
Current Firm: Columbia Management Investment Advisers, LLC

Seth Buks (CRD# 5389613) is an Investment Advisor Representative working at Columbia Management Investment Advisers, LLC in Boston, MA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Riversource Fund Distributors, Inc. Boston, MA May 2010 - Current 6
Riversource Investments Minneapolis, MN May 2010 - Current 6
Columbia Management Group Boston, MA Dec 2007 - Current 9
Columbia Management Advisors, LLC Boston, MA Dec 2007 - Current 9
Boston Red Sox Boston, MA Sep 2003 - Current 13
Northwestern Mutual Life Insurance Company Milwaukee, WI Aug 2007 - Nov 2007 < 1
Northwestern Mutual Investment Services LLC Boston, MA Aug 2007 - Nov 2007 < 1
Anheuser-busch Medford, MA Dec 2006 - May 2007 < 1
Northeastern University Boston, MA Sep 2002 - May 2007 4
August A Busch Of Ma Medford, MA Dec 2006 - Apr 2007 < 1
Kings Lanes Boston, MA Oct 2006 - Dec 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S66 NASAA Uniform Combined State Law Examination Mar 2008
Contact Info for Seth P. Buks
Phone Number: 800-225-2365
Registered State(s):
  • CT
  • ME
  • MA
  • NH
  • RI
By the Numbers
  • Total Assets Under Management
    338,819
    MILLIONS
  • Total Number of Accounts
    8,954
    ACCOUNTS
  • Average Account Value
    $37,839,978
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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