Stephen Lee (CRD# 3182026) is an Investment Advisor Representative working at Eagle Strategies LLC in New York, NY and has over 2 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Eagle Strategies LLC | New York, NY | Jun 2021 - Current | 2 |
| Nylife Securities LLC | New York, NY | Feb 2021 - Current | 3 |
| New York Life Insurance Co | New York, NY | Dec 2020 - Current | 3 |
| Kpg Capital Partners | Park City, UT | Dec 2017 - Dec 2020 | 3 |
| Bank Of America, N.a. | New York, NY | Aug 2017 - Nov 2017 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Jun 2017 - Nov 2017 | < 1 |
| Unemployed | West Islip, NY | Feb 2017 - Jun 2017 | < 1 |
| Riversource Investments | Minneapolis, MN | May 2010 - Feb 2017 | 6 |
| Riversource Fund Distributors, Inc. | New York, NY | May 2010 - Feb 2017 | 6 |
| Columbia Management Group | New York, NY | Mar 2006 - Feb 2017 | 10 |
| Columbia Management Advisors, Inc. | New York, NY | Mar 2006 - Feb 2017 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2021 |
- NY
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Total Assets Under Management20,358MILLIONS
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Total Number of Accounts95,287ACCOUNTS
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Average Account Value$213,647
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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