Cory Shepherd, financial advisor Lake Stevens WA

Cory Shepherd

CRD Number: 5628922
Current Firm: Sound Financial, LLC

Cory Shepherd (CRD# 5628922) is an Investment Advisor Representative working at Sound Financial, LLC in Lake Stevens, WA and has over 14 years of experience in the finance industry. Cory Shepherd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sound Financial, LLC Mill Creek, WA Apr 2018 - Current 5
Sound Financial, LLC Mill Creek, WA Jun 2017 - Current 6
Park Avenue Securities Mill Creek, WA Apr 2013 - Apr 2018 5
Park Avenue Securities Bothell, WA Oct 2012 - Apr 2018 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2009
Contact Info for Cory E. Shepherd
Phone Number: 425-332-6568
Registered State(s):
  • CA
  • CO
  • IL
  • NV
  • NH
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    142
    MILLIONS
  • Total Number of Accounts
    747
    ACCOUNTS
  • Average Account Value
    $190,256
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CA, CO, IL, NH, NV, OR, TX, WA

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