Douglas JonesCRD Number: 1867203
Current Firm: Cuso Financial Services, LP
Douglas Jones (CRD# 1867203) is an Investment Advisor Representative working at Cuso Financial Services, LP in Boulder, CO and has over 28 years of experience in the finance industry.
Ewealth Consulting, LLC
Anthony Capital, LLC
|Cuso Financial Services, LP||Sa Diego, CA||Dec 2011 - Current||5|
|Elevations Credit Union||Boulder, CO||Dec 2011 - Current||5|
|Bancwest Investment Services, Inc.||Boulder, CO||May 2008 - Dec 2011||3|
|Bank Of The West||Boulder, CO||May 2008 - Dec 2011||3|
|Jpmorgan Chase Bank||Denver, CO||Mar 2008 - May 2008||< 1|
|Chase Investment Services Corp||Denver, CO||Mar 2008 - May 2008||< 1|
|Bancwest Investment Services, Inc.||Longmont, CO||Aug 2006 - Mar 2008||1|
|Bank Of The West||Johnston, IA||Oct 2004 - Mar 2008||3|
|Invest Financial Corporation||Tampa, FL||Oct 2004 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
|S66||NASAA Uniform Combined State Law Examination||Jun 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,812MILLIONS
Total Number of Accounts14,085ACCOUNTS
Average Account Value$128,623
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.