Herbert Marx, financial advisor Boulder CO
93 score

Herbert Marx

CRD Number: 1851415
Current Firm: Cuso Financial Services, LP

Herbert Marx (CRD# 1851415) is an Investment Advisor Representative working at Cuso Financial Services, LP in Boulder, CO and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Elevations Credit Union Boulder, CO Oct 2011 - Current 5
Cuso Financial Services, LP San Diego, CA Oct 2011 - Current 5
Bank Of The West Denver, CO Apr 2011 - Oct 2011 < 1
Bancwest Investment Services Denver, CO Apr 2011 - Oct 2011 < 1
Fifth Third Securities Dayton, OH Dec 2010 - Apr 2011 < 1
Bellco Credit Union Aurora, CO Jul 2010 - Dec 2010 < 1
Cuso Financial Services, LP San Diego, CA Jul 2010 - Dec 2010 < 1
Valic Financial Advisors Lakewood, CO Jun 2010 - Jun 2010 < 1
Allstate Insurance Company Colorado Springs, CO Jul 2009 - Jun 2010 < 1
Unemployed Parker, CO Jan 2009 - Jun 2009 < 1
The O.n. Equity Sales Company Cincinnati, OH Jan 2006 - Jan 2009 3
Ohio National Financial Services Cincinnati, OH Dec 2005 - Jan 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1988
S65 NASAA Investment Advisors Law Examination Sep 1997
S66 NASAA Uniform Combined State Law Examination Jun 2010
Contact Info for Herbert J. Marx
Phone Number: 858-530-4400
Firm Website: https://cusonet.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    1,812
    MILLIONS
  • Total Number of Accounts
    14,085
    ACCOUNTS
  • Average Account Value
    $128,623
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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