John Herman (CRD# 2621073) is an Investment Advisor Representative working at Classic Financial & Investment Services, Inc. in Niwot, CO and has over 28 years of experience in the finance industry. John Herman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6818104
Winding Trail Financial Planning, LLC
CRD# 3073220
Lpl Financial LLC
CRD# 2520368
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Classic Financial & Investment Services, Inc. | Niwot, CO | May 1996 - Current | 27 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1996 |
| S65 | NASAA Investment Advisors Law Examination | May 1995 |
- CA
- CO
- TX
-
Total Assets Under Management56MILLIONS
-
Total Number of Accounts166ACCOUNTS
-
Average Account Value$339,204
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, CO, TX
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