John Morris, financial advisor New York NY

John Morris

CRD Number: 340494
Current Firm: Seraphim Capital Management, LLC

John Morris (CRD# 340494) is an Investment Advisor Representative working at Seraphim Capital Management, LLC in New York, NY and has over 43 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
Seraphim Capital Mangement Boulder, CO Jun 2014 - Current 9
Catamount Wealth Management Boulder, CO Sep 2010 - Apr 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1981
S65 NASAA Investment Advisors Law Examination Aug 2014
Contact Info for John P. Morris
Phone Number: 720-406-7790
Registered State(s):
  • CO
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    47
    MILLIONS
  • Total Number of Accounts
    265
    ACCOUNTS
  • Average Account Value
    $176,878
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CO, NJ, NY, PA

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