Michael Tracy, financial advisor Boulder CO
96 score

Michael Tracy

CRD Number: 1805024
Current Firm: Principium Investments LLC

Michael Tracy (CRD# 1805024) is an Investment Advisor Representative working at Principium Investments LLC in Boulder, CO and has over 26 years of experience in the finance industry. Michael Tracy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Vinoy Capital, LLC Winter Park, FL Apr 2008 - Current 9
Sarasota Asset Management, Inc. Sarasota, FL Oct 2003 - Apr 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1991
Contact Info for Michael P. Tracy
Phone Number: (303) 351-5353
Firm Website: http://www.principium.co
Registered State(s):
  • CO
  • TX
  • MN
  • FL
By the Numbers
  • Total Assets Under Management
    95
    MILLIONS
  • Total Number of Accounts
    348
    ACCOUNTS
  • Average Account Value
    $273,345
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States

CO, FL, MN, OR, TN, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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