Brett Caldwell, financial advisor Bountiful UT

Brett Caldwell

CRD Number: 6417819
Current Firm: Modera Wealth Management, LLC

Brett Caldwell (CRD# 6417819) is an Investment Advisor Representative working at Modera Wealth Management, LLC in Bountiful, UT and has over 7 years of experience in the finance industry. Brett Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Modera Wealth Management Westwood, NJ Nov 2017 - Current 4
Financial Insight Center Salt Lake City, UT Mar 2016 - Nov 2017 1
The Insight Group Insurance Agency, LLC Salt Lake City, UT Jun 2014 - Nov 2017 3
The Insight Group Inc. Salt Lake City, UT Jun 2014 - Mar 2016 1
Utah State Tax Commission Salt Lake City, UT Jan 2013 - Jun 2014 1
Utah State University Logan, UT Aug 2006 - Dec 2012 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Brett V. Caldwell
Phone Number: (201) 768-4600
Registered State(s):
  • FL
  • UT
By the Numbers
  • Total Assets Under Management
    6,951
    MILLIONS
  • Total Number of Accounts
    8,913
    ACCOUNTS
  • Average Account Value
    $779,820
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CT, DC, DE, FL, GA, IL, IN, LA, MA, MD, ME, MI, MO, NC, NH, NJ, NY, OR, PA, SC, TX, UT, VA, WA

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