Steven Simon, financial advisor Boynton Beach FL
81 score

Steven Simon

CRD Number: 5509724
Current Firm: Mutual Of Omaha Investor Services, Inc.

Steven Simon (CRD# 5509724) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Boynton Beach, FL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Of Omaha Investor Services, Inc. Omaha, NE Jan 2011 - Current 5
Mutual Of Omaha Boynton Beach, FL Jun 2010 - Current 6
Unemployed Coral Springs, FL Mar 2010 - Jun 2010 < 1
Lpl Financial Boca Raton, FL Oct 2009 - Mar 2010 < 1
Metlife Securities, Inc. Plantation, FL Mar 2009 - Oct 2009 < 1
Unemployed Coral Springs, FL Dec 2008 - Feb 2009 < 1
Edward Jones St Louis, MO Mar 2008 - Nov 2008 < 1
Always Travel With Us Ft. Lauderdale, FL Jan 2008 - Feb 2008 < 1
Retired Coral Springs, FL Jan 2006 - Jan 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Steven D. Simon
Phone Number: 402-351-5770
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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