Claude Smith (CRD# 4863798) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Bozeman, MT and has over 18 years of experience in the finance industry.
CRD# 2908846
Yellowstone Investment Planners, Inc.
CRD# 5596559
D.a. Davidson & Company
CRD# 2334349
D.a. Davidson & Company
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | May 2017 - Current | 6 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Apr 2017 - Current | 6 |
| Northwestern Mutual Investment Services LLC | Bozeman, MT | Aug 2015 - Current | 8 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Aug 2016 - Apr 2017 | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Aug 2015 - Apr 2017 | 1 |
| Art Barbichie | Bozeman, MT | Jul 2015 - Aug 2015 | < 1 |
| Law Firm Of Daryl G Hawkins | Columbia, SC | May 2013 - Jul 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2005 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2015 |
- MT
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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