James Moore, financial advisor Bradenton FL

James Moore

CRD Number: 4165738
Current Firm: Private Capital Management, Inc.

James Moore (CRD# 4165738) is an Investment Advisor Representative working at Private Capital Management, Inc. in Bradenton, FL and has over 22 years of experience in the finance industry. James Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advice And Planning Services
Professional Designations
Company Name Location Dates Years
Private Capital Management, Inc. Larkspur, CA Jan 2020 - Current 2
Campbell Financial Partners, LLC Sanibel, FL Sep 2017 - Current 4
Emergent Investor Services, LLC Bradenton, FL Jan 2011 - Jun 2021 10
Dale K. Ehrhart, Inc. Venice, FL Dec 2001 - Jan 2017 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2000
S65 NASAA Investment Advisors Law Examination Jul 2004
Contact Info for James H. Moore
Phone Number: 415-464-9700
Registered State(s):
  • CA
  • FL
By the Numbers
  • Total Assets Under Management
    218
    MILLIONS
  • Total Number of Accounts
    311
    ACCOUNTS
  • Average Account Value
    $702,066
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CA, FL

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