Philip GauntlettCRD Number: 1122000
Current Firm: Cetera Investment Advisers LLC
Philip Gauntlett (CRD# 1122000) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Bradenton, FL and has over 33 years of experience in the finance industry.
A New Approach Financial Planning
Holifield Huntley Financial Advisers
Seacure Advisors LLC
|Regions Bank||Bradenton, FL||Aug 2014 - Current||2|
|Cetera Investment Advisers LLC||Bradenton, FL||Aug 2014 - Current||2|
|Cetera Investment Services LLC||St.cloud, MN||Aug 2014 - Current||2|
|Raymond James & Associates, Inc.||Sarasota, FL||Feb 2013 - Jul 2014||1|
|Morgan Keegan & Company, Inc.||Sarasota, FL||Jul 2011 - Feb 2013||1|
|Ameri Life Of The Gulfcoast, LLC||Sarasota, FL||May 2011 - Jul 2011||< 1|
|Unemployed||Sarasota, FL||Jan 2011 - May 2011||< 1|
|American Marine & Construction, Inc.||Sarasota, FL||Jun 2010 - Dec 2010||< 1|
|Gauntlett Professional Services||Sarasota, FL||Aug 2009 - Jun 2010||< 1|
|Purpose Employer Solutions||Venice, FL||May 2009 - Aug 2009||< 1|
|Unemployed||Sarasota, FL||Feb 2009 - May 2009||< 1|
|Oasis Outsourcing||Sarasota, FL||Mar 2004 - Feb 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1983|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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