Barbara Cummings, financial advisor Bradford PA
93 score

Barbara Cummings

CRD Number: 3068353
Current Firm: Northwest Advisors, Inc.

Barbara Cummings (CRD# 3068353) is an Investment Advisor Representative working at Northwest Advisors, Inc. in Bradford, PA and has over 19 years of experience in the finance industry.

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Northwestern Mutual Investment Services,llc
Company Name Location Dates Years
Cetera Investment Services LLC, MN Dec 2013 - Current 4
Northwest Advisors, Inc. Bradford, PA Jul 2012 - Current 5
Northwest Savings Bank Bradford, PA Apr 2012 - Current 5
Obs Brokerage Services, Inc. Whitehouse, OH Apr 2012 - Dec 2013 1
State Farm Vp Management Corp. Kane, PA Mar 1998 - Apr 2012 14
Barbara Cummings Insurance Agency Kane, PA Apr 1990 - Apr 2012 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Jul 2012
Contact Info for Barbara A. Cummings
Phone Number: (877) 300-3454
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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