Therese Nicklas (CRD# 4410823) is an Investment Advisor Representative working at Four Ponds Financial Planning in Rockland, MA and has over 22 years of experience in the finance industry. Therese Nicklas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7339646
Origin Investment Advisory LLC
CRD# 2086353
Fidelity Personal And Workplace Advisors
CRD# 5046672
Lido
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Four Ponds Financial Planning | Mashpee, MA | Apr 2023 - Current | 1 |
| The Wealth Coach For Women Inc. | Rockland, MA | Aug 2016 - Current | 7 |
| Lpl Financial LLC | Braintree, MA | Jun 2012 - Nov 2016 | 4 |
| U.s. Financial Advisors, LLC | Braintree, MA | Jun 2012 - Nov 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2001 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2006 |
- MA
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Total Assets Under Management150MILLIONS
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Total Number of Accounts405ACCOUNTS
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Average Account Value$370,830
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
FL, MA, ME, NH, RI, SC, TX
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