Bruce Traub, financial advisor Brea CA

Bruce Traub

CRD Number: 3219474
Current Firm: Ministry Partners Securities, LLC

Bruce Traub (CRD# 3219474) is an Investment Advisor Representative working at Ministry Partners Securities, LLC in Brea, CA and has over 23 years of experience in the finance industry. Bruce Traub has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ministry Partners Securities LLC Brea, CA Nov 2013 - Current 8
G.a. Repple & Company Casselberry, FL May 2012 - Nov 2013 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 1999
Contact Info for Bruce H. Traub
Phone Number: 714-671-5720
Registered State(s):
  • CA
  • IL
  • OR
  • TX
By the Numbers
  • Total Assets Under Management
    39
    MILLIONS
  • Total Number of Accounts
    269
    ACCOUNTS
  • Average Account Value
    $145,499
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CA, IL, OR, TX

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