Joseph Richard (CRD# 3265155) is an Investment Advisor Representative working at Anchor Financial Group in Brea, CA and has over 12 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 5781614
Awm Capital, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Anchor Financial Group | Santa Ana, CA | Jul 1997 - Current | 26 |
| Npb Financial Group, LLC | Santa Ana, CA | Mar 2012 - Jun 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2012 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2012 |
- CA
- TX
-
Total Assets Under Management81MILLIONS
-
Total Number of Accounts157ACCOUNTS
-
Average Account Value$517,316
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, TX
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