Ni Liang, financial advisor Brea CA
88 score

Ni Liang

CRD Number: 6388039
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ni Liang (CRD# 6388039) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brea, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Brea, CA Jan 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea, CA Aug 2014 - Current 2
Bny Mellon Wealth Management Los Angeles, CA Jan 2013 - Aug 2014 1
Loyola Marymount University Los Angeles, CA Jun 2011 - Dec 2012 1
Venture Strategies Innovations Irvine, CA Apr 2009 - Jun 2011 2
Arb Products Los Angeles, CA Nov 2008 - Mar 2009 < 1
Lance Soll & Lunghard Brea, CA Jul 2007 - Oct 2008 1
Cal Poly Pomona Pomona, CA Sep 2001 - Jun 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Ni Liang
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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