Quincy Baynes, financial advisor Brea CA
78 score

Quincy Baynes

CRD Number: 5959936
Current Firm: Transamerica Financial Advisors, Inc.

Quincy Baynes (CRD# 5959936) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Brea, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Brea, CA Apr 2012 - Current 4
World Financial Group, Inc. Brea, CA Jan 2011 - Current 5
Us Army National Guard Los Alimitos, CA Apr 2006 - Apr 2012 6
Jk Hill & Associates Camp Pendleton, CA Jul 2009 - Mar 2012 2
Investment Advisors International, Inc. Anaheim, CA Sep 2011 - Jan 2012 < 1
Qlb Investments, LLC Oceanside, CA Nov 2006 - Jan 2012 5
Pkl Services Camp Pendleton, CA Aug 2007 - Jul 2009 1
L3 Communication Camp Pendleton, CA Nov 2006 - Aug 2007 < 1
Aerotek Camp Pendleton, CA Jan 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2011
S65 NASAA Investment Advisors Law Examination Jul 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Quincy L. Baynes
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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