Rudy Anguiano (CRD# 5188950) is an Investment Advisor Representative working at Lpl Financial LLC in Brea, CA and has over 17 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2962660
Grove Point Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial | Brea, CA | Apr 2022 - Current | 2 |
| Ameriprise Financial Services, LLC | Aliso Viejo, CA | Sep 2020 - Apr 2022 | 1 |
| Various Insurance Carriers For W&r Insurance Agencies | Chino Hills, CA | Feb 2016 - Sep 2020 | 4 |
| Waddell & Reed, Inc. | Brea, CA | Feb 2016 - Sep 2020 | 4 |
| Wells Fargo Advisors LLC | Santa Fe Springs, CA | Sep 2013 - Feb 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
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- Commissions
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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- Educational seminars/workshops
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