Shey Hsu, financial advisor Brea CA
90 score

Shey Hsu

CRD Number: 6015300
Current Firm: Transamerica Financial Advisors, Inc.

Shey Hsu (CRD# 6015300) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Brea, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
World Financial Group, Inc. Brea, CA Jan 2012 - Current 4
Transamerica Financial Advisors, Inc. Brea, CA Jan 2012 - Current 4
Unemployed Diamond Bar, CA Jun 2011 - Dec 2011 < 1
University Of California Riverside, CA Jan 2008 - Jun 2011 3
Hacienda Heights Adult School Hacienda Heights, CA Jun 2006 - Feb 2010 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2012
S65 NASAA Investment Advisors Law Examination Jun 2012
Contact Info for Shey P. Hsu
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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