James Hatton, financial advisor San Diego CA

James Hatton

CRD Number: 1154828
Current Firm: Lpl Financial LLC

James Hatton (CRD# 1154828) is an Investment Advisor Representative working at Lpl Financial LLC in San Diego, CA and has over 17 years of experience in the finance industry.

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Lpl Financial LLC
Company Name Location Dates Years
Lpl Financial, LLC Brecksville, OH Feb 2018 - Current 6
Equitable Advisors LLC New York, NY May 2022 - Jun 2022 < 1
Sii Investments, Inc. Brecksville, OH Oct 2010 - Feb 2018 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2006
S65 NASAA Investment Advisors Law Examination May 2018
Contact Info for James E. Hatton
Phone Number: 704-733-3300
Registered State(s):
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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