Hubert Grabau, financial advisor Brentwood CA
63 score

Hubert Grabau

CRD Number: 872223
Current Firm: Park Avenue Securities LLC

Hubert Grabau (CRD# 872223) is an Investment Advisor Representative working at Park Avenue Securities LLC in Brentwood, CA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Guardian Life Brentwood, CA Jan 2015 - Current 1
Park Ave Securities Brentwood, CA Jan 2015 - Current 1
Park Avenue Securities San Jose, CA Jun 2007 - Current 9
Real Estate Broker San Jose, CA Sep 1980 - Current 36
Guardian Life Insurance Company San Jose, CA May 1991 - Jan 2015 23
Foothill Securities, Inc. Los Altos, CA Oct 1999 - Apr 2007 7
Integrated Financial & Insurance Services San Jose, CA Aug 1999 - Apr 2007 7
General American Life Insurance St. Louis, MO Feb 1988 - Apr 2007 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1992
S65 NASAA Investment Advisors Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Hubert B. Grabau
Phone Number: 1-888-600-4667
Registered State(s):
  • CA
  • OR
  • GA
By the Numbers
  • Total Assets Under Management
    6,646
    MILLIONS
  • Total Number of Accounts
    39,311
    ACCOUNTS
  • Average Account Value
    $169,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
63

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