Benjamin Fordham, financial advisor Brentwood TN
83 score

Benjamin Fordham

CRD Number: 4592437
Current Firm: Raymond James Financial Services Advisors, Inc.

Benjamin Fordham (CRD# 4592437) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Brentwood, TN and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Pinnacle Asset Management Brentwood, TN Jun 2014 - Current 2
Pinnacle Bank Brentwood, TN Dec 2013 - Current 3
Raymond James Financial Services, Inc. Brentwood, TN Dec 2013 - Current 3
Raymond James Financial Services Advisors Inc. Brentwood, TN Dec 2013 - Current 3
Fifth Third Securities Franklin, TN Jan 2008 - Dec 2013 5
Merrill Lynch Pierce Fenner Smith Nashville, TN Sep 2007 - Nov 2007 < 1
Riversource Distributors, Inc. Minneapolis, MN Jan 2007 - Aug 2007 < 1
Ameriprise Financial Services Inc. Minneapolis, MN Feb 2006 - Aug 2007 1
Riversource Annuities Minneapolis, MN Feb 2006 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Oct 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Benjamin R. Fordham
Phone Number: 727-567-5877
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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