Frederick Phillips (CRD# 4849475) is an Investment Advisor Representative working at Efinancial Alliance, LLC in Franklin, TN and has over 18 years of experience in the finance industry. Frederick Phillips has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Origin Financial | Franklin, TN | May 2022 - Current | 1 |
Tree Street Advisory, LLC | Frankiln, TN | Nov 2020 - Current | 3 |
Beal, LLC | Franklin, TN | Sep 2017 - Current | 6 |
Taylor Securities, Inc. | Brentwood, TN | Mar 2016 - Nov 2020 | 4 |
Bank Of America, N.a. | Nashville, TN | Mar 2015 - Mar 2016 | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville, TN | Mar 2015 - Mar 2016 | 1 |
Peachtree Planning Of Tn | Brentwood, TN | Sep 2004 - Feb 2015 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Apr 2006 |
- TN
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Total Assets Under Management196MILLIONS
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Total Number of Accounts693ACCOUNTS
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Average Account Value$282,828
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
TN
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